Chartered Family Office Manager Mock Quiz – 1
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Question 1 of 50
1. Question
1 point(s)Investment fund under the Income tax Act 1961 refers to the ___________
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Question 2 of 50
2. Question
1 point(s)A fund that provide both equity and unsecured debt financiang to early stage start-ups would classify as which of the following?
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Question 3 of 50
3. Question
1 point(s)An allignment if interest is is required between
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Question 4 of 50
4. Question
1 point(s)An AIF that aims ot invest in listed securities and the derivatives and other complex trading stargies is categorised as __________
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Question 5 of 50
5. Question
1 point(s)Which of the following is the eligible condition for being the sponsor of the AIF?
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Question 6 of 50
6. Question
1 point(s)What is the minimum contribution requirement to start an AIF under Cat I & II?
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Question 7 of 50
7. Question
1 point(s)The minim number if clients allowed in an AIF is ___________
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Question 8 of 50
8. Question
1 point(s)The following category of the investor is not suitable for uinvestment in AIF?
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Question 9 of 50
9. Question
1 point(s)Break up value of share is arrived at using ___________-
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Question 10 of 50
10. Question
1 point(s)The fund has to maintain records relating to
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Question 11 of 50
11. Question
1 point(s)A Fund has a PIC of 0.90 means __________–
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Question 12 of 50
12. Question
1 point(s)The following tes of income will most likely be taxed as Income from Other Sources for a category III AIF, except ______________-
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Question 13 of 50
13. Question
1 point(s)An AIF is liable to deduct at the rate of _________%, at the time of credit or at the time of payment of such income , whichever is earlier to the account of a resident investor
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Question 14 of 50
14. Question
1 point(s)As per the SEBI regulations, all the Cat I & II AIF are supposed to disclose the details of the find investment objective, fund structure Investment methodology to the potential investor in their _____________
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Question 15 of 50
15. Question
1 point(s)In Cat I & II AIF, Distributor may also assist in completing the KYC Documentation and verification process. State whether TRUE or FALSE
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Question 16 of 50
16. Question
1 point(s)The inevstment manager shall clearly disclose the vauation method adopted by the fund for the valuation of illiquid securities approved by a __________
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Question 17 of 50
17. Question
1 point(s)The ______________ is the thresh hold return iver which the Investent manager will be eligible to earn incentives fees
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Question 18 of 50
18. Question
1 point(s)The minimum amount for investment in Angel fund is __________-
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Question 19 of 50
19. Question
1 point(s)The ________________ includes a Principal Purpose tests wherein tax benefits under a Double Taxation Avoidance Agreement (DTAA) can be denied if one of the purpose n arrangement or a transaction was to directly or indirectly obtain tax benefit.
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Question 20 of 50
20. Question
1 point(s)Complex fund structuring is requiredwhich makes it difficult for investors to comprehend in Alternate Investment. State true or False
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Question 21 of 50
21. Question
1 point(s)If an IPO fails to get _____ overall subscription (including QIB, NII, and Retail) by the last day of the issue then the IPO is cancelled.
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Question 22 of 50
22. Question
1 point(s)In case of a fresh issue of Shares as a ‘Fixed Price Issue’, who decides the price at which the shares will be issued?
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Question 23 of 50
23. Question
1 point(s)In case of issue of Shares as fixed price issue, investors need to pay _____ of the price of the share at the time of bidding for the share
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Question 24 of 50
24. Question
1 point(s)In an IPO, the SEBI (DIP) guidelines permit only _______ to have an option of applying at ‘CUT OFF PRICE’.
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Question 25 of 50
25. Question
1 point(s)Retail Individual Investors (RIIs) – In an IPO, any individual investor who is willing to subscribe for shares less than or up to
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Question 26 of 50
26. Question
1 point(s)What is the minimum amount for an Anchor Investor to bid for in IPO to participate?
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Question 27 of 50
27. Question
1 point(s)To participate as Non-institutional Investors (NIIs)/High Net-worth Individuals (HNIs) in an IPO what is the min amount they must apply for?
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Question 28 of 50
28. Question
1 point(s)As per SEBI norms, what percentage of the total IPO offering should be reserved for High Networth Individuals (HNIs) ?
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Question 29 of 50
29. Question
1 point(s)What percentage of total IPO offer by a company should be reserved for Retail Individual Investors (RIIs)
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Question 30 of 50
30. Question
1 point(s)Companies who have NOT registered profits in the last 3 years, are allowed to allocate only ______ to retail investors in an IPO.
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Question 31 of 50
31. Question
1 point(s)Which of the following MIGHT NOT be a reason for a stock market to lose value suddenly?
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Question 32 of 50
32. Question
1 point(s)In an IPO, out of the shares reserved for QIIs, up to ____ of the shares can be sold to Anchor Investors.
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Question 33 of 50
33. Question
1 point(s)SEBI has mandated that Institutional Investors/Qualified Institutional Investors (QIIs) cannot be allocated more than ___ % shares in an IPO
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Question 34 of 50
34. Question
1 point(s)In case of an IPO through Book Building mode, the cap on the Price Band should be less than or equal to ______ % of the Floor Price.
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Question 35 of 50
35. Question
1 point(s)In case of an Initial Public Offer, the Floor Price or the Offer price cannot be lesser than …………… of the securities.
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Question 36 of 50
36. Question
1 point(s)Which of the following is the first international stock exchange in GIFT City?
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Question 37 of 50
37. Question
1 point(s)Who regulates insurance companies operating in GIFT IFSC?
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Question 38 of 50
38. Question
1 point(s)Which bank became the first to set up operations in GIFT IFSC?
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Question 39 of 50
39. Question
1 point(s)What is the tax benefit for units set up in GIFT IFSC under Income Tax Act?
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Question 40 of 50
40. Question
1 point(s)Which law governs arbitration and dispute resolution for IFSC?
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Question 41 of 50
41. Question
1 point(s)GIFT City is planned to be built over how many hectares?
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Question 42 of 50
42. Question
1 point(s)Which modern utility feature is implemented in GIFT City?
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Question 43 of 50
43. Question
1 point(s)GIFT City uses which utility infrastructure model?
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Question 44 of 50
44. Question
1 point(s)Which of the following is NOT part of the GIFT City vision?
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Question 45 of 50
45. Question
1 point(s)What kind of tax regime is available in GIFT IFSC?
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Question 46 of 50
46. Question
1 point(s)Who is the master planner of GIFT City?
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Question 47 of 50
47. Question
1 point(s)Which building in GIFT City houses financial institutions and companies?
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Question 48 of 50
48. Question
1 point(s)Which global auditing firm has its back-office in GIFT City?
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Question 49 of 50
49. Question
1 point(s)Which real estate firm developed residential projects in GIFT City?
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Question 50 of 50
50. Question
1 point(s)Which fintech regulatory sandbox is hosted in GIFT City?
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