011-45120800 Info@aafmindia.co.in
  • Online Registration
  • AAFM India
  • Blog
  • jobs
  • FAQ’s
  • Contact Us
  • Enquiry
  • Cart
0 Items
Wealth Management Course that Top Wealth Managers Swear By
  • Home
  • Wealth Management Industry
  • About CWM Program
    • Chartered Wealth Manager
    • CWM Benefits
    • CWM Curriculum
    • CWM Pathway
      • Registration Pathway
      • Compulsory Pathway
      • Experience Pathway
      • Experience Requirement
      • Project Work
      • CWM Examination
  • AAFM Certifications
  • Club Membership
  • Login
Select Page

Clearing Process

by academic cordinator1

Time limit: 0

Quiz Summary

0 of 25 Questions completed

Questions:

Information

You have already completed the quiz before. Hence you can not start it again.

Quiz is loading…

You must sign in or sign up to start the quiz.

You must first complete the following:

Results

Quiz complete. Results are being recorded.

Results

0 of 25 Questions answered correctly

Your time:

Time has elapsed

You have reached 0 of 0 point(s), (0)

Earned Point(s): 0 of 0, (0)
0 Essay(s) Pending (Possible Point(s): 0)

Categories

  1. Not categorized 0%
  1. 1
  2. 2
  3. 3
  4. 4
  5. 5
  6. 6
  7. 7
  8. 8
  9. 9
  10. 10
  11. 11
  12. 12
  13. 13
  14. 14
  15. 15
  16. 16
  17. 17
  18. 18
  19. 19
  20. 20
  21. 21
  22. 22
  23. 23
  24. 24
  25. 25
  1. Current
  2. Review
  3. Answered
  4. Correct
  5. Incorrect
  1. Question 1 of 25
    1. Question

    What is the role of a Clearing Corporation in stock market transactions?

    Correct
    Incorrect
  2. Question 2 of 25
    2. Question

    What is the process called when the Clearing Corporation becomes the buyer to every seller and seller to every buyer to ensure settlement in case of default?

    Correct
    Incorrect
  3. Question 3 of 25
    3. Question

    In a multi-lateral netting scenario, what is the primary challenge when a default occurs?

    Correct
    Incorrect
  4. Question 4 of 25
    4. Question

    What is the primary purpose of a robust risk management system, including efficient margining, in a Clearing Corporation?

    Correct
    Incorrect
  5. Question 5 of 25
    5. Question

    What is the settlement cycle in India for the capital market segment?

    Correct
    Incorrect
  6. Question 6 of 25
    6. Question

    What role does a Clearing Corporation play as a central counterparty?

    Correct
    Incorrect
  7. Question 7 of 25
    7. Question

    What is the primary benefit of inter-operability among Clearing Corporations in India?

    Correct
    Incorrect
  8. Question 8 of 25
    8. Question

    What does a clearing bank do in the clearing and settlement process?

    Correct
    Incorrect
  9. Question 9 of 25
    9. Question

    Which entity helps in the maintenance of ownership and transfer records of securities in electronic form in the depository system?

    Correct
    Incorrect
  10. Question 10 of 25
    10. Question

    What are Depository Participants (DPs) responsible for in the depository system?

    Correct
    Incorrect
  11. Question 11 of 25
    11. Question

    What is the key requirement for debiting a beneficiary account when transferring securities in the depository system?

    Correct
    Incorrect
  12. Question 12 of 25
    12. Question

    How are securities transferred from a seller’s account to a broker’s pool account in the depository system?

    Correct
    Incorrect
  13. Question 13 of 25
    13. Question

    In the context of clearing and settlement, what is the role of multilateral netting?

    Correct
    Incorrect
  14. Question 14 of 25
    14. Question

    What is the primary purpose of clearing in the stock market?

    Correct
    Incorrect
  15. Question 15 of 25
    15. Question

    Which entity guarantees that all contracts traded on a stock exchange will be honoured in the clearing process?

    Correct
    Incorrect
  16. Question 16 of 25
    16. Question

    What is the primary purpose of balancing/netting of client accounts within a broker’s firm in the clearing process?

    Correct
    Incorrect
  17. Question 17 of 25
    17. Question

    What is the primary objective of broker netting within the Exchange?

    Correct
    Incorrect
  18. Question 18 of 25
    18. Question

    What is the role of a clearing agency (clearing corporation/clearing house) in the clearing process?

    Correct
    Incorrect
  19. Question 19 of 25
    19. Question

    How does the clearing agency determine net settlement obligations for clearing members?

    Correct
    Incorrect
  20. Question 20 of 25
    20. Question

    What is the two-way process involved in settlement?

    Correct
    Incorrect
  21. Question 21 of 25
    21. Question

    In the context of clearing and settlement, what is a “bad delivery”?

    Correct
    Incorrect
  22. Question 22 of 25
    22. Question

    When does the paying member need to ensure that clear funds are available in their clearing bank settlement account?

    Correct
    Incorrect
  23. Question 23 of 25
    23. Question

    What role do custodians play in the clearing process for institutional clients like Mutual Funds and Insurance Companies?

    Correct
    Incorrect
  24. Question 24 of 25
    24. Question

    In the context of derivatives clearing, what is “Mark-to-Market settlement”?

    Correct
    Incorrect
  25. Question 25 of 25
    25. Question

    How are derivatives contracts typically settled, either cash or physically?

    Correct
    Incorrect

Recent Post

  • Rethinking Retirement by Exploring Traditional, Semi-Retirement, and Mini-Retirement Models
  • SEBI’s New Nomination Rules Explained- What Investors Need to Know?
  • The Strategic Benefits of Naming an HUF as a Beneficiary in a Private Trust
  • Choosing Between HUF and Private Trusts for Succession and Tax Planning
  • Risk in Wealth Planning
    Understanding Risk in Wealth Planning: A Key Element in Investment Decision-Making

    Enquire About AAFM Courses



    Connect with us for Latest Updates

    • Facebook
    • Twitter
    • LinkedIn
    • Instagram
    • YouTube

    • Facebook
    • Twitter
    • Instagram
    Designed By cwmindia.com
    Login
    Accessing this course requires a login. Please enter your credentials below!

    Lost Your Password?