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Market Participants in the Securities Market

by academic cordinator1

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  1. Question 1 of 25
    1. Question

    What role do investors play in the securities market?

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  2. Question 2 of 25
    2. Question

    Which of the following is NOT a category of investors in the securities market based on primary public issuance categorization?

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  3. Question 3 of 25
    3. Question

    What is the primary characteristic of Retail Individual Investors in the securities market?

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  4. Question 4 of 25
    4. Question

    Which category of investors includes entities like central banks, sovereign wealth funds, and international organizations?

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  5. Question 5 of 25
    5. Question

    What regulatory body in India specifies the categories of Foreign Portfolio Investors (FPIs)?

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  6. Question 6 of 25
    6. Question

    What is the primary role of issuers in the securities market?

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  7. Question 7 of 25
    7. Question

    What is the primary role of securities market intermediaries in the securities market?

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  8. Question 8 of 25
    8. Question

    What is the role of Clearing Corporation in the securities market?

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  9. Question 9 of 25
    9. Question

    What is the function of Stock Exchanges in the securities market?

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  10. Question 10 of 25
    10. Question

    What is the primary objective of a depository in the securities market?

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  11. Question 11 of 25
    11. Question

    Who provides custodial facilities, dematerialization, and various transactional services in the securities market?

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  12. Question 12 of 25
    12. Question

    What is the role of a trading member or stock broker in the securities market?

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  13. Question 13 of 25
    13. Question

    Who can become a Depository Participant (DP) according to SEBI regulations?

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  14. Question 14 of 25
    14. Question

    What is the key difference between a Professional Clearing Member (PCM) and a Trading cum Clearing Member (TCM)?

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  15. Question 15 of 25
    15. Question

    What is the primary responsibility of Custodians in the securities market?

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  16. Question 16 of 25
    16. Question

    What distinguishes Self-Clearing Members (SCMs) from Trading cum Clearing Members (TCMs)?

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  17. Question 17 of 25
    17. Question

    What is the minimum age requirement for an individual to be eligible for trading membership in a recognized stock exchange?

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  18. Question 18 of 25
    18. Question

    What type of partnership firm is eligible for trading membership, and how many designated partners are required?

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  19. Question 19 of 25
    19. Question

    What is the minimum educational qualification required for designated partners in a partnership firm seeking trading membership?

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  20. Question 20 of 25
    20. Question

    Which entity is eligible for trading membership if it complies with specified financial requirements and SEBI norms?

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  21. Question 21 of 25
    21. Question

    What is the main objective of the Securities and Exchange Board of India (SEBI)?

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  22. Question 22 of 25
    22. Question

    Which act defines money laundering and provides for its prevention, including confiscation of proceeds of crime?

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  23. Question 23 of 25
    23. Question

    What is the primary role of a custodian in the securities market?

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  24. Question 24 of 25
    24. Question

    Which regulatory authority is responsible for monitoring the banking sector in India?

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  25. Question 25 of 25
    25. Question

    What is the main purpose of the Securities Contracts (Regulation) Rules, 1957?

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