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- Question 1 of 25
1. Question
What role do investors play in the securities market?
CorrectIncorrect - Question 2 of 25
2. Question
Which of the following is NOT a category of investors in the securities market based on primary public issuance categorization?
CorrectIncorrect - Question 3 of 25
3. Question
What is the primary characteristic of Retail Individual Investors in the securities market?
CorrectIncorrect - Question 4 of 25
4. Question
Which category of investors includes entities like central banks, sovereign wealth funds, and international organizations?
CorrectIncorrect - Question 5 of 25
5. Question
What regulatory body in India specifies the categories of Foreign Portfolio Investors (FPIs)?
CorrectIncorrect - Question 6 of 25
6. Question
What is the primary role of issuers in the securities market?
CorrectIncorrect - Question 7 of 25
7. Question
What is the primary role of securities market intermediaries in the securities market?
CorrectIncorrect - Question 8 of 25
8. Question
What is the role of Clearing Corporation in the securities market?
CorrectIncorrect - Question 9 of 25
9. Question
What is the function of Stock Exchanges in the securities market?
CorrectIncorrect - Question 10 of 25
10. Question
What is the primary objective of a depository in the securities market?
CorrectIncorrect - Question 11 of 25
11. Question
Who provides custodial facilities, dematerialization, and various transactional services in the securities market?
CorrectIncorrect - Question 12 of 25
12. Question
What is the role of a trading member or stock broker in the securities market?
CorrectIncorrect - Question 13 of 25
13. Question
Who can become a Depository Participant (DP) according to SEBI regulations?
CorrectIncorrect - Question 14 of 25
14. Question
What is the key difference between a Professional Clearing Member (PCM) and a Trading cum Clearing Member (TCM)?
CorrectIncorrect - Question 15 of 25
15. Question
What is the primary responsibility of Custodians in the securities market?
CorrectIncorrect - Question 16 of 25
16. Question
What distinguishes Self-Clearing Members (SCMs) from Trading cum Clearing Members (TCMs)?
CorrectIncorrect - Question 17 of 25
17. Question
What is the minimum age requirement for an individual to be eligible for trading membership in a recognized stock exchange?
CorrectIncorrect - Question 18 of 25
18. Question
What type of partnership firm is eligible for trading membership, and how many designated partners are required?
CorrectIncorrect - Question 19 of 25
19. Question
What is the minimum educational qualification required for designated partners in a partnership firm seeking trading membership?
CorrectIncorrect - Question 20 of 25
20. Question
Which entity is eligible for trading membership if it complies with specified financial requirements and SEBI norms?
CorrectIncorrect - Question 21 of 25
21. Question
What is the main objective of the Securities and Exchange Board of India (SEBI)?
CorrectIncorrect - Question 22 of 25
22. Question
Which act defines money laundering and provides for its prevention, including confiscation of proceeds of crime?
CorrectIncorrect - Question 23 of 25
23. Question
What is the primary role of a custodian in the securities market?
CorrectIncorrect - Question 24 of 25
24. Question
Which regulatory authority is responsible for monitoring the banking sector in India?
CorrectIncorrect - Question 25 of 25
25. Question
What is the main purpose of the Securities Contracts (Regulation) Rules, 1957?
CorrectIncorrect