NISM XV – Final Practice Exam 1

Which of the following are probable Research Entities?

In Equity Research, EIC framework is a common abbreviation for:

Two approaches to Fundamental Research are:

Sources for Research Analyst to Gather information about the company:

A Good Research Analyst should have the following skills:

A good Report must have the following attribute:

A Buy Side research Analyst may work for

A Sell side research Analyst may work for

The term Securities has been defined under Section _________ of Securities and Contract Act of 1956

The 2 types of markets are:

The full form of IPO is:

Full Form of FCCB

The Full form of MBS is

Private Placement has to be less than _________ share holders in the aggregate financial year.

The full form of FPO is ___________

Private Placement has to be less than _________ share holders in a financial year

The Full form of ESOP is

The Full form of OTC is

The Full form of OFS is

Authorised Person (AP) can be

Brokerage receives commission which is known as

The full form of P-Notes is

Cat ____ AIF can invest only on complex investment strategies including use of leverage & Derivatives.

As per Employee Provident Fund, every employer is obligated to provide _______ of basic salary as contribution to the scheme and equal amount is deducted from Employees salary

Different category of transaction

Different types of Options based on Contract are:

The main objective of Derivative trading are:

When the face value of the Debentures are converted into Equity Shares, it is known as ____________

Depository Receipts which are issued in India and Listed on an Indian Stock Exchange with Foreign stocks as underlying shares are known as _______________

__________________ represent the largest and best companies by market Cap and Valuation.

The full form of YTM is

A bond with face Value 100 and 6% Coupon rate is currently trading at INR 150. What is the YTM of the Bond?

________ Risk arises from the fact that income flows received from an investment at the coupon rate may not be able to earn the same interest rate.

The features that allow the bond holder to redeem the bond before maturity is called _________

The interest rate used for discounting the cash flow in the Bond pricing is called _________

Present Value of the Bond can be determined using the __________

Which is true in case of OTC market?

The full form of HPR in performance measurement approach is____________

Holder can sell the Bonds back to the issuer before maturity at a pre determined Costs on specified dates in which type of Bond?

Bond Duration is measured by ___________

In India, the central government issues ________

___________ is defined by sustained rise in the price of commodity.

__________is the highest rated bond / fixed income instrument

Infosys will need to issue __________ to list at the NASDAQ

Government securities carry practically no risks of ________ and hence are called Risk free or gilt edged instruments.

The coupon Yield is the coupon payment as a percentage of the ____________

The current Yield is the coupon payment as a percentage of the ____________

The main purpose behind derivative trading are ____________

Which is a common Derivative product?

Forward contract is an agreement made directly between ________ parties to buy or sell an asset on a specific date in the future.

Forward contract is an agreement made directly between two parties to buy or sell an asset on a specific date in the __________

Forward contract are _________ contracts

Major limitations of forward contracts

The association of commercial banks, financial institutions and primary Dealers operating as a voluntary market body for the bond, money and derivatives markets is called ……………

Timing is more important than Time in the market to make wealth.

Top down Approach involves the following study:

The early stage of Industrial analysis is:

At the peak of business cycle, inflation increases as supply overtakes Demand:

_________Industries rise and fall and very closely follow the general economic activity in comparison to other activities

Under relative Valuation techniques, value of a stock is estimated based upon its current price relative to variables considered to be significant in valuation, such as ________

Full form of BCG in BCG Matrix is:

National Income of an Economy can be measured using

Expenditure is funded by the Government through multiple ways namely

Michael Porter is a _______ force model

Economic Trends can be classified as:

Cyclical trend can be observed at different levels:

Two major influencers of the public policies in an economy are _____________________ & __________________

Consumer preference moving from Conventional bank to Digital bank is a typical case of

The first stage of Economic cycle is

Supplies of essential commodity, crude oil is virtually controlled by OPEN. This is a typical case of __________________

As per BCG Matrix, Cash Cow indicates

As per BCG Matrix, Star indicates

As per BCG Matrix, Dogs indicates

As per BCG Matrix, Question Mark (?) indicates

KPIs for telecom industry is ___________

KPIs for Banking industry is ___________

KPIs for IT Services / KPO / BPO industry is ___________

Indian Companies are required to pay 25% of their taxable profit as Income tax if the total turn over was below _________ Cr.

Which of the following is considered as Economic factor according to PESTLE analysis?

In Audit Committee formation, SEBI regulations requires at least __________ of the members to be independent

The full form of ESG is

Corporate Governance takes into account which aspects of the management?

The Earnings numbers by definition of good management practise should be reported every ____________

Price to earnings ratio of a business is 10, price to book value ratio of this business is 5,
book value per share is Rs. 15 and outstanding number of shares are 10,000, what would be the return on equity of this business?

The firm has a current Ratio of 3 and Current Inventory of 300 Crore. Current Liabilities are valued at 500 Cr. What is the Quick Ratio?

Sell Side Analysts works with Mutual Fund and PMS companies who purchase and sell securities for their own investment accounts on behalf of their clients.

Research Analyst’s primary goal is to study and understand Economies and Companies

__________________ Publish research reports on specific companies with specific recommendations.

Which of the following is not an Equity Instrument?

Equity Linked Debentures are floating rates Debentures whose interest are based on the returns of _____________

Who maintains DEMAT Account

Calculate the Enterprise Value Based on the given details: Market Cap: 10 Lakhs, Debt: 3 Lakhs, Cash in Hand: 4 Lakhs