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Risk Management

by academic cordinator1

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  1. Question 1 of 25
    1. Question

    What is the primary role of a clearing corporation/house in the equities segment?

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  2. Question 2 of 25
    2. Question

    What is the significance of margins in the risk management system of the equity market

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  3. Question 3 of 25
    3. Question

    Which margin is intended to cover the largest potential loss that can be encountered on 99% of the trading days?

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  4. Question 4 of 25
    4. Question

    How are securities categorized for margin calculation in the VaR margin framework?

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  5. Question 5 of 25
    5. Question

    How is the VaR margin collected in the equity market?

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  6. Question 6 of 25
    6. Question

    What does the Extreme Loss Margin cover in the risk management framework?

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  7. Question 7 of 25
    7. Question

    In the Trade for Trade-Surveillance market (TFTS), what upfront margin rate is applicable for all securities?

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  8. Question 8 of 25
    8. Question

    What is the primary purpose of collecting Mark to Market (MTM) margin in the equities market?

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  9. Question 9 of 25
    9. Question

    How is MTM margin collected from members in the equity market?

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  10. Question 10 of 25
    10. Question

    What does “gross open position” refer to in the context of MTM margin calculation?

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  11. Question 11 of 25
    11. Question

    In the context of MTM margin, what happens when a security is in the Trade for Trade Surveillance (TFTS) market?

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  12. Question 12 of 25
    12. Question

    What is the purpose of additional margins on highly volatile stocks in the equity market?

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  13. Question 13 of 25
    13. Question

    What is the purpose of Base Minimum Capital (BMC) in the equity market?

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  14. Question 14 of 25
    14. Question

    What is the significance of the “trading frequency” and “impact cost” when classifying securities into liquidity groups?

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  15. Question 15 of 25
    15. Question

    Who is responsible for paying margins in institutional trades in the cash market?

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  16. Question 16 of 25
    16. Question

    What is the consequence of a shortfall in margin payments in the equity market?

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  17. Question 17 of 25
    17. Question

    What is the minimum percentage of the BMC deposit that must be in the form of cash and cash equivalents?

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  18. Question 18 of 25
    18. Question

    What is the purpose of additional margins imposed by exchanges/clearing corporations in the equity market?

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  19. Question 19 of 25
    19. Question

    When should Delivery Margin and margin on consolidated crystallized obligation be collected from clients in the F&O segment?

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  20. Question 20 of 25
    20. Question

    What happens if Trading Members fail to collect upfront margins from their clients in advance of the trade in the Currency Derivative segment?

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  21. Question 21 of 25
    21. Question

    According to SEBI guidelines, what is prohibited concerning the transfer of securities to a TM/CM’s demat account for margin purposes?

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  22. Question 22 of 25
    22. Question

    What is the purpose of early pay-in of funds by trading members/clearing members?

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  23. Question 23 of 25
    23. Question

    What is the maximum value limit per order that the Stock Exchange can accept for execution in the normal market according to the article?

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  24. Question 24 of 25
    24. Question

    What is the basis for the computation of initial margin for client positions in the F&O segment?

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  25. Question 25 of 25
    25. Question

    What is the Liquid Net Worth of a clearing member?

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