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- Question 1 of 25
1. Question
What is the primary role of a clearing corporation/house in the equities segment?
CorrectIncorrect - Question 2 of 25
2. Question
What is the significance of margins in the risk management system of the equity market
CorrectIncorrect - Question 3 of 25
3. Question
Which margin is intended to cover the largest potential loss that can be encountered on 99% of the trading days?
CorrectIncorrect - Question 4 of 25
4. Question
How are securities categorized for margin calculation in the VaR margin framework?
CorrectIncorrect - Question 5 of 25
5. Question
How is the VaR margin collected in the equity market?
CorrectIncorrect - Question 6 of 25
6. Question
What does the Extreme Loss Margin cover in the risk management framework?
CorrectIncorrect - Question 7 of 25
7. Question
In the Trade for Trade-Surveillance market (TFTS), what upfront margin rate is applicable for all securities?
CorrectIncorrect - Question 8 of 25
8. Question
What is the primary purpose of collecting Mark to Market (MTM) margin in the equities market?
CorrectIncorrect - Question 9 of 25
9. Question
How is MTM margin collected from members in the equity market?
CorrectIncorrect - Question 10 of 25
10. Question
What does “gross open position” refer to in the context of MTM margin calculation?
CorrectIncorrect - Question 11 of 25
11. Question
In the context of MTM margin, what happens when a security is in the Trade for Trade Surveillance (TFTS) market?
CorrectIncorrect - Question 12 of 25
12. Question
What is the purpose of additional margins on highly volatile stocks in the equity market?
CorrectIncorrect - Question 13 of 25
13. Question
What is the purpose of Base Minimum Capital (BMC) in the equity market?
CorrectIncorrect - Question 14 of 25
14. Question
What is the significance of the “trading frequency” and “impact cost” when classifying securities into liquidity groups?
CorrectIncorrect - Question 15 of 25
15. Question
Who is responsible for paying margins in institutional trades in the cash market?
CorrectIncorrect - Question 16 of 25
16. Question
What is the consequence of a shortfall in margin payments in the equity market?
CorrectIncorrect - Question 17 of 25
17. Question
What is the minimum percentage of the BMC deposit that must be in the form of cash and cash equivalents?
CorrectIncorrect - Question 18 of 25
18. Question
What is the purpose of additional margins imposed by exchanges/clearing corporations in the equity market?
CorrectIncorrect - Question 19 of 25
19. Question
When should Delivery Margin and margin on consolidated crystallized obligation be collected from clients in the F&O segment?
CorrectIncorrect - Question 20 of 25
20. Question
What happens if Trading Members fail to collect upfront margins from their clients in advance of the trade in the Currency Derivative segment?
CorrectIncorrect - Question 21 of 25
21. Question
According to SEBI guidelines, what is prohibited concerning the transfer of securities to a TM/CM’s demat account for margin purposes?
CorrectIncorrect - Question 22 of 25
22. Question
What is the purpose of early pay-in of funds by trading members/clearing members?
CorrectIncorrect - Question 23 of 25
23. Question
What is the maximum value limit per order that the Stock Exchange can accept for execution in the normal market according to the article?
CorrectIncorrect - Question 24 of 25
24. Question
What is the basis for the computation of initial margin for client positions in the F&O segment?
CorrectIncorrect - Question 25 of 25
25. Question
What is the Liquid Net Worth of a clearing member?
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