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Settlement Process

by academic cordinator1

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  1. Question 1 of 25
    1. Question

    In the Indian equities market, what does the term “T+2 settlement cycle” refer to?

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  2. Question 2 of 25
    2. Question

    How are holidays and weekends typically considered in the calculation of the settlement cycle?

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  3. Question 3 of 25
    3. Question

    What is the key difference between cash-settled and physically settled derivatives contracts?

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  4. Question 4 of 25
    4. Question

    What is the purpose of netting obligations in the clearing process?

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  5. Question 5 of 25
    5. Question

    How is the final exercise settlement for cash-settled option contracts typically conducted?

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  6. Question 6 of 25
    6. Question

    What is the main difference between “Netted obligation” and “Trade to trade or Gross obligations” methods of determining obligations?

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  7. Question 7 of 25
    7. Question

    What is the primary purpose of maintaining a separate and distinct primary clearing account by clearing members?

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  8. Question 8 of 25
    8. Question

    How are payments received/made between brokers and clients typically conducted?

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  9. Question 9 of 25
    9. Question

    When must the settlement of funds and securities be completed if not otherwise agreed upon by a client?

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  10. Question 10 of 25
    10. Question

    What is the purpose of an auction in the context of securities settlement?

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  11. Question 11 of 25
    11. Question

    What is the basis for determining adjustments for corporate actions in the equity F&O segment?

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  12. Question 12 of 25
    12. Question

    In the context of securities shortages, what is the term for shortages that occur within the same trading member’s transactions?

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  13. Question 13 of 25
    13. Question

    When are adjustments for corporate actions typically carried out in the equity F&O segment?

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  14. Question 14 of 25
    14. Question

    What are the three main elements that may be adjusted during corporate actions in the equity F&O segment?

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  15. Question 15 of 25
    15. Question

    How is the adjustment factor calculated for bonus issues and stock splits?

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    Incorrect
  16. Question 16 of 25
    16. Question

    In the case of dividends, what determines whether the dividend is “extra-ordinary” and subject to adjustment in Equity F&O?

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  17. Question 17 of 25
    17. Question

    What happens to unexpired contracts outstanding on the last cum-date in the case of mergers or demergers?

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  18. Question 18 of 25
    18. Question

    Under what conditions can derivative contracts on a company be re-introduced from the first day of listing of the post-restructured company’s stock in the underlying market?

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  19. Question 19 of 25
    19. Question

    What course of action is taken with existing derivative contracts on the pre-restructured company when re-introducing contracts on the post-restructured company?

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    Incorrect
  20. Question 20 of 25
    20. Question

    Under what circumstances might the relevant authority carry out adjustments for other corporate actions, including compulsory closing out?

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  21. Question 21 of 25
    21. Question

    What is the basis for calculating the closing price of futures contracts on an index on the trading day?

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    Incorrect
  22. Question 22 of 25
    22. Question

    How is the closing price of futures contracts on individual securities calculated on the trading date?

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    Incorrect
  23. Question 23 of 25
    23. Question

    What is the basis for calculating the closing price of currency futures contracts for the trading day?

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  24. Question 24 of 25
    24. Question

    How is the final settlement price determined for futures contracts on individual securities?

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    Incorrect
  25. Question 25 of 25
    25. Question

    How is the daily settlement price determined for GOI Bond futures contracts?

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    Incorrect

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