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- Question 1 of 25
1. Question
IA shall not charge fees more than _______of AUA
CorrectIncorrect - Question 2 of 25
2. Question
Formalizing the investment process starts by creating the investment program’s goals and objectives. Fiduciaries should identify factors such as investment horizon, an acceptable level of risk and expected return.
CorrectIncorrect - Question 3 of 25
3. Question
What are the sources from which the law derives its force and validity?
CorrectIncorrect - Question 4 of 25
4. Question
Which of the following is not a type of Damage?
CorrectIncorrect - Question 5 of 25
5. Question
Which is the most basic means of settling our dispute?
CorrectIncorrect - Question 6 of 25
6. Question
Companies Act 2013 has 470 sections and divided into
CorrectIncorrect - Question 7 of 25
7. Question
A negotiable instrument is always drawn against a
CorrectIncorrect - Question 8 of 25
8. Question
Which of the following parties have right to withdraw from a contract as long as the parties do not leave the place of contract?
CorrectIncorrect - Question 9 of 25
9. Question
Which of the following is established to redress the grievance of the investors in securities and for matters connected therewith or incidental thereto?
CorrectIncorrect - Question 10 of 25
10. Question
Which of the following is incorrect?
CorrectIncorrect - Question 11 of 25
11. Question
Which of the following is the use of the courts and civil justice system to resolve legal controversies?
CorrectIncorrect - Question 12 of 25
12. Question
Dominating over the mind and will of other person to obtain unfair advantage over the other is called _________.
CorrectIncorrect - Question 13 of 25
13. Question
________ is personally liable for all acts done by him.
CorrectIncorrect - Question 14 of 25
14. Question
Which of the following is not the relaxation provided to OPC?
CorrectIncorrect - Question 15 of 25
15. Question
Who administers ESI fund?
CorrectIncorrect - Question 16 of 25
16. Question
Strong corporate and bank governance are essential ingredients for the development of a vibrant and sound
CorrectIncorrect - Question 17 of 25
17. Question
Which is a commitment, usually by a bank on behalf of a client, to pay a beneficiary, such as a supplier of goods, a stated amount of money under specified conditions such as on shipment of the specified goods?
CorrectIncorrect - Question 18 of 25
18. Question
Where the grievance is not resolved within 3 working days of the receipt of the grievance, an insurer shall resolve the grievance within
CorrectIncorrect - Question 19 of 25
19. Question
Consider the committee as the step by the RBI to check the functioning of the Micro Finance Institutions (MFIs) operating in India.
CorrectIncorrect - Question 20 of 25
20. Question
What do you mean by Scheduled Banks?
CorrectIncorrect - Question 21 of 25
21. Question
Which of the following is the correct order of district level civil courts?
CorrectIncorrect - Question 22 of 25
22. Question
Under which of the following grounds investor can go for Ombudsman of SEBI
(a) Non-receipt of refund orders, allotment letters in respect of a public issue of securities of companies or units of mutual funds or collective investments schemes.
(b) Non-receipt of share certificates, unit certificates, debenture certificates, bonus shares.
(c) Non-receipt of refund orders, allotment letters in respect of a public issue of securities of companies or units of mutual funds or collective investments schemes.
(d) Non-receipt of sweat equity shares by shareholders or unit-holders.
(e) Non-transfer of securities by an issuer company, mutual fund, Collective Investment Management Company or depository within the stipulated time.CorrectIncorrect - Question 23 of 25
23. Question
Which of the following are not the contents of Memorandum of Association?
CorrectIncorrect - Question 24 of 25
24. Question
Winding up can be ordered if NCLT is of the opinion that
CorrectIncorrect - Question 25 of 25
25. Question
A shopkeeper bought 75 air conditioners at a total cost of Rs.45 lakh for his offices on 1st June 2016. The cost of a similar new air conditioner declined to Rs.55000. The industry norm of the depreciation charged on the air conditioners is 38% on written down value basis. At what appropriate value he should insure the set up on next due date 1st June, 2017?
CorrectIncorrect