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Unit – 7 – Quiz

by Operation AAFM

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  1. Question 1 of 25
    1. Question

    IA shall not charge fees more than _______of AUA

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  2. Question 2 of 25
    2. Question

    Formalizing the investment process starts by creating the investment program’s goals and objectives. Fiduciaries should identify factors such as investment horizon, an acceptable level of risk and expected return.

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  3. Question 3 of 25
    3. Question

    What are the sources from which the law derives its force and validity?

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  4. Question 4 of 25
    4. Question

    Which of the following is not a type of Damage?

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  5. Question 5 of 25
    5. Question

    Which is the most basic means of settling our dispute?

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  6. Question 6 of 25
    6. Question

    Companies Act 2013 has 470 sections and divided into

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  7. Question 7 of 25
    7. Question

    A negotiable instrument is always drawn against a

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  8. Question 8 of 25
    8. Question

    Which of the following parties have right to withdraw from a contract as long as the parties do not leave the place of contract?

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  9. Question 9 of 25
    9. Question

    Which of the following is established to redress the grievance of the investors in securities and for matters connected therewith or incidental thereto?

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  10. Question 10 of 25
    10. Question

    Which of the following is incorrect?

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  11. Question 11 of 25
    11. Question

    Which of the following is the use of the courts and civil justice system to resolve legal controversies?

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  12. Question 12 of 25
    12. Question

    Dominating over the mind and will of other person to obtain unfair advantage over the other is called _________.

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  13. Question 13 of 25
    13. Question

    ________ is personally liable for all acts done by him.

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  14. Question 14 of 25
    14. Question

    Which of the following is not the relaxation provided to OPC?

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  15. Question 15 of 25
    15. Question

    Who administers ESI fund?

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  16. Question 16 of 25
    16. Question

    Strong corporate and bank governance are essential ingredients for the development of a vibrant and sound

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  17. Question 17 of 25
    17. Question

    Which is a commitment, usually by a bank on behalf of a client, to pay a beneficiary, such as a supplier of goods, a stated amount of money under specified conditions such as on shipment of the specified goods?

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  18. Question 18 of 25
    18. Question

    Where the grievance is not resolved within 3 working days of the receipt of the grievance, an insurer shall resolve the grievance within

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  19. Question 19 of 25
    19. Question

    Consider the committee as the step by the RBI to check the functioning of the Micro Finance Institutions (MFIs) operating in India.

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  20. Question 20 of 25
    20. Question

    What do you mean by Scheduled Banks?

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  21. Question 21 of 25
    21. Question

    Which of the following is the correct order of district level civil courts?

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  22. Question 22 of 25
    22. Question

    Under which of the following grounds investor can go for Ombudsman of SEBI
    (a) Non-receipt of refund orders, allotment letters in respect of a public issue of securities of companies or units of mutual funds or collective investments schemes.
    (b) Non-receipt of share certificates, unit certificates, debenture certificates, bonus shares.
    (c) Non-receipt of refund orders, allotment letters in respect of a public issue of securities of companies or units of mutual funds or collective investments schemes.
    (d) Non-receipt of sweat equity shares by shareholders or unit-holders.
    (e) Non-transfer of securities by an issuer company, mutual fund, Collective Investment Management Company or depository within the stipulated time.

    Correct
    Incorrect
  23. Question 23 of 25
    23. Question

    Which of the following are not the contents of Memorandum of Association?

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  24. Question 24 of 25
    24. Question

    Winding up can be ordered if NCLT is of the opinion that

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  25. Question 25 of 25
    25. Question

    A shopkeeper bought 75 air conditioners at a total cost of Rs.45 lakh for his offices on 1st June 2016. The cost of a similar new air conditioner declined to Rs.55000. The industry norm of the depreciation charged on the air conditioners is 38% on written down value basis. At what appropriate value he should insure the set up on next due date 1st June, 2017?

    Correct
    Incorrect

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