Unit – 7 – Quiz

IA shall not charge fees more than _______of AUA

Formalizing the investment process starts by creating the investment program’s goals and objectives. Fiduciaries should identify factors such as investment horizon, an acceptable level of risk and expected return.

What are the sources from which the law derives its force and validity?

Which of the following is not a type of Damage?

Which is the most basic means of settling our dispute?

Companies Act 2013 has 470 sections and divided into

A negotiable instrument is always drawn against a

Which of the following parties have right to withdraw from a contract as long as the parties do not leave the place of contract?

Which of the following is established to redress the grievance of the investors in securities and for matters connected therewith or incidental thereto?

Which of the following is incorrect?

Which of the following is the use of the courts and civil justice system to resolve legal controversies?

Dominating over the mind and will of other person to obtain unfair advantage over the other is called _________.

________ is personally liable for all acts done by him.

Which of the following is not the relaxation provided to OPC?

Who administers ESI fund?

Strong corporate and bank governance are essential ingredients for the development of a vibrant and sound

Which is a commitment, usually by a bank on behalf of a client, to pay a beneficiary, such as a supplier of goods, a stated amount of money under specified conditions such as on shipment of the specified goods?

Where the grievance is not resolved within 3 working days of the receipt of the grievance, an insurer shall resolve the grievance within

Consider the committee as the step by the RBI to check the functioning of the Micro Finance Institutions (MFIs) operating in India.

What do you mean by Scheduled Banks?

Which of the following is the correct order of district level civil courts?

Under which of the following grounds investor can go for Ombudsman of SEBI
(a) Non-receipt of refund orders, allotment letters in respect of a public issue of securities of companies or units of mutual funds or collective investments schemes.
(b) Non-receipt of share certificates, unit certificates, debenture certificates, bonus shares.
(c) Non-receipt of refund orders, allotment letters in respect of a public issue of securities of companies or units of mutual funds or collective investments schemes.
(d) Non-receipt of sweat equity shares by shareholders or unit-holders.
(e) Non-transfer of securities by an issuer company, mutual fund, Collective Investment Management Company or depository within the stipulated time.

Which of the following are not the contents of Memorandum of Association?

Winding up can be ordered if NCLT is of the opinion that

A shopkeeper bought 75 air conditioners at a total cost of Rs.45 lakh for his offices on 1st June 2016. The cost of a similar new air conditioner declined to Rs.55000. The industry norm of the depreciation charged on the air conditioners is 38% on written down value basis. At what appropriate value he should insure the set up on next due date 1st June, 2017?